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Thread: Any Wall Street Dudes Had To Take The Series 99 on IMIX??

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    Registered User Ray Davis's Avatar Ray Davis is offline
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    Any Wall Street Dudes Had To Take The Series 99 on IMIX??

    Any tips...because I'm really not feeling this study guide..

  2. #2
    Juan Dan
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    excellent thread
    hope you get some help

  3. #3
    Get your passport & come ! EloquenceInc is offline
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    pm sankofaa...or put his name in the title of this thread.

    What does this one cover that the usual series 7/66 don't?

    ...and...get on facebook and look up a study group...or contact your local university's finance section of the business school.
    Who has eyes to see, let them see...

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    Registered User Ray Davis's Avatar Ray Davis is offline
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    Quote Originally Posted by Brownilus View Post
    pm sankofaa...or put his name in the title of this thread.

    What does this one cover that the usual series 7/66 don't?

    ...and...get on facebook and look up a study group...or contact your local university's finance section of the business school.
    Some supervisory bullshit....Been avoiding the 7 for years...not knowing that if I took it back then I wouldn't have to take this nonsense.

    It's been years since I had to study anything...the rum did a number on my brain cells.

  5. #5
    Registered User sankofaa's Avatar sankofaa is offline
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    It's for covered persons, back office workers, non registered guys etc. Try the empire stockbroker training site, I used them for my 7

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    JA Soca Ambassador socapineman is offline
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    Quote Originally Posted by Ray Davis View Post
    Any tips...because I'm really not feeling this study guide..
    Well, first thing...if you in the industry, why would you avoid the series 7?...this is the Big Boys' exam...along now with the series 55.....if they will sponsor you, take it.


    Once you master options......you set.

    Now much to say about the series 99, i think they came out about a year ago, anyway i assume you know this, but if you dont...here :



    http://www.finra.org/web/groups/indu...ry/p124124.pdf



    FINRA - Industry Professionals


    good luck.

  7. #7
    Registered User sankofaa's Avatar sankofaa is offline
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    Quote Originally Posted by socapineman View Post
    Well, first thing...if you in the industry, why would you avoid the series 7?...this is the Big Boys' exam...along now with the series 55.....if they will sponsor you, take it.


    Once you master options......you set.

    Now much to say about the series 99, i think they came out about a year ago, anyway i assume you know this, but if you dont...here :



    http://www.finra.org/web/groups/indu...ry/p124124.pdf



    FINRA - Industry Professionals


    good luck.


    Dont forget muni bonds and margin, those are big portions of the test

  8. #8
    JA Soca Ambassador socapineman is offline
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    oh, if they are paying for your class....take it here, the best in the business :



    New York Institute of Finance: Financial Training

  9. #9
    JA Soca Ambassador socapineman is offline
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    Quote Originally Posted by sankofaa View Post
    Dont forget muni bonds and margin, those are big portions of the test
    lol, yeah, more so margin and options always do people in, if you are seeing it for the first time..you like huh...

  10. #10
    Registered User Ray Davis's Avatar Ray Davis is offline
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    sankofaa, socapineman....thanks for the info...I have to take it before october or i get demoted...

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